2026 CSI Professional CSC2: Valid Canadian Securities Course Exam2 Exam Duration
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CSI Canadian Securities Course Exam2 Sample Questions (Q133-Q138):
NEW QUESTION # 133
What is the best description of growth-style investment managers?
- A. Managers deliver long-term total return mostly through capital appreciation
- B. Managers focus on identifying the current phase of the economic cycle, the direction the economy is headed in, and the various sectors affected
- C. Managers buy discounted stocks that should eventually rise in price by screening stocks for cheap fundamentals
- D. Managers are usually concerned with quarterly portfolio fluctuations
Answer: A
NEW QUESTION # 134
What actions can a government take to lower a $40 billion national deficit?
- A. Increase taxation
- B. Increase government spending.
- C. Increase interest rates.
- D. Decrease taxation
Answer: A
NEW QUESTION # 135
How does asset-backed commercial paper (ABCP) differ from mortgage-backed securities?
- A. ABCP offers maturity dates of at least three years.
- B. ABCP guarantees principle repayment if held to maturity
- C. ABCP provides high liquidity.
- D. ABCP minimizes roll-over risk.
Answer: C
Explanation:
Asset-Backed Commercial Paper (ABCP) and Mortgage-Backed Securities (MBS) are both forms of securitized assets, but they differ in structure and purpose:
* ABCP Features:ABCP is a short-term investment backed by a pool of assets such as receivables, loans, or leases. It is designed to provide high liquidity with shorter maturities, often less than a year.
This contrasts with MBS, which typically has longer maturities tied to underlying mortgages.
* Key Differences:
* Liquidity: ABCP is highly liquid and used for short-term financing needs.
* Maturity: ABCP generally has maturities of less than a year, while MBS has longer terms.
* Risk: MBS carries additional interest rate and prepayment risks due to its mortgage backing.
* Why Other Options Are Incorrect:
* A. ABCP minimizes roll-over risk: Roll-over risk exists with ABCP, as investors may need to reinvest upon maturity.
* C. ABCP offers maturity dates of at least three years: ABCP typically has much shorter maturities.
* D. ABCP guarantees principal repayment if held to maturity: This guarantee depends on the underlying assets and is not inherent in all ABCP.
:
CSC Volume 2, Chapter 23: Securitized products including ABCP and MBS.
NEW QUESTION # 136
What is the primary goal of a buy-side trader?
- A. To remain informed at all times of the portfolio manager's detailed investment strategy.
- B. To maintain good, professional relationships with sales and trading staff of dealers with whom the firm does business.
- C. To provide pertinent and timely information to the head of fixed-income and equity markets.
- D. To execute the portfolio manager's trades at the best prices available in the market at the time of the trade.
Answer: D
NEW QUESTION # 137
A bond with a duration of five is currently priced at $103. If Interest rates rise by 2%. approximately what win be me bond's price?
- A. $97.85
- B. $113.30
- C. $108.15
- D. $92.70
Answer: A
Explanation:
The approximate price change of a bond due to a change in interest rates can be estimated using the formula:
Price Change (%)=#Duration×#Interest Rate ext{Price Change (%)} = - ext{Duration} imes Delta ext
{Interest Rate}Price Change (%)=#Duration×#Interest Rate
Given:
* Duration= 5
* Current Price= $103
* Change in Interest Rate(#Delta#) = 2% or 0.02
Price Change (%)=#5×0.02=#0.10 (#10%) ext{Price Change (%)} = -5 imes 0.02 = -0.10 , (-10%) Price Change (%)=#5×0.02=#0.10(#10%) The new price is calculated as:
New Price=Current Price×(1+Price Change)=103×(1#0.10)=103×0.90=97.85 ext{New Price} = ext
{Current Price} imes (1 + ext{Price Change}) = 103 imes (1 - 0.10) = 103 imes 0.90 = 97.85 New Price=Current Price×(1+Price Change)=103×(1#0.10)=103×0.90=97.85
* A. $108.15andB. $113.30: These represent price increases, which are incorrect for rising interest rates.
* D. $92.70: This reflects a greater-than-actual price drop, which is inconsistent with the duration-based calculation.
NEW QUESTION # 138
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